Legal and Compliance Officer
TMGM Sydney Full-time
About TMGM
TMGM is a leading provider of online trading and investment services. We are honored to be the Official Regional Online Forex and Trading Partner of Chelsea FC in Asia Pacific. With a global presence and offices across three continents, TMGM has built a reputation as a trusted provider of CFD trading.We pride ourselves on our commitment to regulatory compliance, technological innovation, and exceptional customer service.
At TMGM, our vision goes beyond just providing a trading platform. We aim to empower our clients with the best trading conditions. By leveraging industry-leading and cutting-edge innovative platforms, we ensure that your trading experience is excellent.Our relentless dedication to research and development enables us to push the boundaries of liquidity and usability, equipping you with the tools you need to succeed in the ever-changing financial landscape.
About the role
We are looking for a Legal and Compliance Officer to join our team. In this role, you will work closely with various departments to offer comprehensive legal support and ensure our adherence to financial services licensing requirements. Your responsibilities will include analyzing legal documents and assisting in the implementation of compliance initiatives across the organization.
Responsibilities:
- Legal Guidance: Provide legal advice on company operations, including the review, preparation, and amendment of relevant legal documentation.
- Contract Management: Review, negotiate, and manage contracts with third parties; ensure timely exchange of information.
- Departmental Collaboration: Work with Sales, Back Office, Human Resources, and Marketing to gather necessary information and update operational procedures
- Marketing Compliance: Assist in developing marketing plans and review materials for compliance.
- Policy Development: Help develop and implement compliance policies, procedures, and training programs.
- Training Management: Maintain and organize compliance training programs to ensure adherence to the company's Staff Training Policy and regulatory requirements.
- Compliance Program Support: Contribute to the enhancement and implementation of compliance projects and controls.
- Bachelor's degree in Law or related field. Advanced degree preferred.
- In-depth knowledge of Corporations Law and financial regulations.
- Exceptional drafting skills with a proven ability to produce clear, precise, and effective legal documents.
- Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.
- Strong analytical skills and attention to detail.
- Bilingual proficiency in English and Chinese.
- Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service.
- Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues.
- Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs.
- Invest in your growth! Access annual training opportunities tailored to your role.
Robert HalfSydney NSW
goals
The Role
This role is crucial in ensuring compliance with regulatory requirements and internal policies while monitoring trading activities. Duties will include:
Monitor and analyze trading activities to identify potential compliance issues...
Michael PageMacquarie Park NSW, 12 km from Sydney
in Macquarie Park.
Job Description
• Process accounts and incoming payments in compliance with financial policies and procedures.
• Perform day to day financial transactions, including verifying, classifying, computing, posting and recording accounts payable...
TMGMSydney NSW
enables us to push the boundaries of liquidity and usability, equipping you with the tools you need to succeed in the ever-changing financial landscape.
About the role
We are seeking an experienced Senior Legal Officer to support the Compliance...