Senior Legal Officer
TMGM Sydney Full-time
About TMGM
TMGM is a leading provider of online trading and investment services. We are honored to be the Official Regional Online Forex and Trading Partner of Chelsea FC in Asia Pacific. With a global presence and offices across three continents, TMGM has built a reputation as a trusted provider of CFD trading.We pride ourselves on our commitment to regulatory compliance, technological innovation, and exceptional customer service.
At TMGM, our vision goes beyond just providing a trading platform. We aim to empower our clients with the best trading conditions. By leveraging industry-leading and cutting-edge innovative platforms, we ensure that your trading experience is excellent.Our relentless dedication to research and development enables us to push the boundaries of liquidity and usability, equipping you with the tools you need to succeed in the ever-changing financial landscape.
About the role
We are seeking an experienced Senior Legal Officer to support the Compliance Department by providing legal advice, managing contracts, and ensuring regulatory compliance in CFD trading. The role involves collaborating across departments, reviewing legal documents, and contributing to the development of compliance policies and training programs.
Responsibilities:
- Legal Advisory: Provide legal counsel to internal stakeholders on matters related to CFD operations, regulatory frameworks, and compliance with financial market laws.
- Compliance Support: Work closely with the Compliance team to ensure compliance with applicable local and international laws, including AML/CFT, KYC, and other regulatory requirements.
- Documentation: Draft, review, and update legal agreements, contracts, terms and conditions, and other legal documents related to CFD trading and client relationships.
- Risk Management: Identify potential legal risks within the business and propose mitigation strategies.
- Regulatory Liaison: Assist in liaising with regulatory bodies, preparing and submitting reports as required, and staying up-to-date with relevant legal and regulatory changes.
- Dispute Resolution: Handle legal disputes, ensuring they are managed efficiently, and liaise with external legal advisors when necessary.
- Contract Management: Maintain a repository of all legal documents and ensure timely updates in response to changes in regulations.
- Training: Conduct legal training sessions to inform employees about legal and compliance risks related to CFD trading.
- Bachelor’s degree in Law (LLB or equivalent). A Master’s degree or additional qualifications in Financial Law, Compliance, or related areas will be an advantage.
- Minimum of two years of experience in legal or compliance roles, preferably in the financial services industry.
- In-depth knowledge of Corporations Law, financial regulations, and industry best practices, particularly in CFD trading.
- Exceptional drafting skills with a proven ability to produce clear, precise, and effective legal documents.
- Bilingual proficiency in English and Chinese (written and spoken) is required.
- Excellent communication skills, with the ability to convey legal advice clearly to non-legal stakeholders.
- Ability to work collaboratively across multiple departments, ensuring a seamless legal information and advice flow.
- Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service.
- Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues.
- Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs.
- Invest in your growth! Access annual training opportunities tailored to your role.
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