Legal Officer (Researcher)
MCKKRS Pty Ltd. Sydney
About Us
King Irving was founded in 2012 to deliver integrated legal and consulting solutions for financial services industry. We are part of a larger financial services group that deals with both the practical aspects of assisting clients with their businesses and providing specialist financial services legal services.Our clients range from boutique to large-scale financial services firms including fund managers and venture capital funds.
About the Role
King Irving is looking for a driven and motivated Legal Officer (Researcher) to join our team to ensure compliance with legal standards and regulations. This full-time role is based in Sydney with a salary range of $110,000 to $120,000 plus superannuation.
Job TasksLegal
- Research and analysis on legal advice and services
- Preparation and review of offer documents, including Information Memoranda, Product Disclosure Statements and Fund constitutions
- Work with and assist the senior solicitors in reviewing legal opinions and advice
- Work with the management and senior solicitors to provide timely legal advice to our clients
- Legal advice on licensee structure and related issues
- Project management of client’s progress on regulatory compliance and strategic advocacy
- Preparation and review of AFSL lodgment documents
- Advice on changes with legal parameters on that might affect business operations.
- Review and maintain the core Compliance Plan and Framework, and the CAR review process
- Contribute to adherence with corporate governance best practices and regulatory requirements.
- Contribute to the preparation and review of the quarterly legislative overview
- Assist management on quarterly compliance review and checks with clients
- Assist in legal due diligence activities to assess potential risks or liabilities for the company
- General compliance review questions and assistance
- Set up and then structure the approval and ongoing certification processes for our CAR business
- Interpret and apply legislation to provide informed and accurate advice to the clients
- Liaise with clients and maintain the project Work In Progress list to optimise business flow
- Provide cross team training on legal matters, including compliance, ethical conduct, and risk management, as directed by the management
- A law degree or equivalent qualification
- At least 1 year of demonstrated experience in the field
- Experience in legal research, planning and analytics is desirable
Only eligible and shortlisted applicants will be contacted.
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