Compliance Manager
Robert Walters Sydney
You will be joining a leading international bank as a Compliance Manager focusing on regulatory compliance work within an established and dynamic team.
About the Role
Responsibilities include:
- Assist to conduct research on legal and compliance issues, and project management of regulatory updates and changes
- Co-ordinate and preparation of regulatory registration and reporting both internal and external, working with business units to collate relevant information
- Coordinate and prepare legal and compliance related reports
- Assist to conduct policy and procedure reviews and updates
- Attending to external enquiries from government authorities, courts, enforcement agencies or professional firms
- Carrying out compliance obligation management, monitoring and control testing to support the bank’s compliance framework
- Monitoring and responding to compliance incident and assist in breach reporting
About You
You have:
- Minimum 4years of expereince in the financial services industry
- Relevant tertiary education
- Mandarin language skills highly regarded
To apply please click apply or call Phoebe Garrett on 02 8289 3134 for a confidential discussion.
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