Compliance Manager | Trading Markets | Perm
The Company
A stable and well-known firm in the trading markets sector, this business continues to grow and expand their international presence. Due to profitable growth in the business, an opportunity has been created for an experienced compliance officer to join the team.
The Role
As the Compliance Manager, this role will have broad compliance responsibilities covering but not limited to:
- Prepare, review, and ensure compliance with regulatory documents and AFSL obligations.
- Managing and developing a comprehensive compliance risk assessment and monitoring program.
- Managing the company's AML/CTF compliance framework and overseeing regulatory compliance with various policies and statements.
- Developing and maintaining robust policies, procedures, and controls to mitigate regulatory risks.
- Organize and conduct compliance and AML training, mentoring junior staff, and staying updated on regulatory change.
- Leading compliance projects and improvements to the framework
- Supporting on systems and controls development to support compliance.
- Ongoing compliance monitoring and reviews.
- Ad - hoc duties as required.
What's In It For You?
An opportunity to join a collaborative and high performing compliance team, reporting into an experienced Head Of Compliance.
This company offers flexible and hybrid working arrangements, and multiple opportunities to develop internally, with international growth.
Your Profile
The successful candidate will demonstrate:
- Regulatory compliance experience in the Australian Financial Services sector
- Prior experience working on disputes and/or AFCA complaints is essential
- Experience within trading markets (CFD's, Forex, Stockbroking etc) is essential.
- Excellent written and verbal communication skills
Apply Today
Please send your resume by clicking on the apply button. Your application will be assessed within 3 working days. Please note only shortlisted candidates will be contacted.
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